-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ALKs1qJ/XSszMSUzh5Ltef01G8UI/0TceGiJfy8Zc/k1wOhCOrSmFQqnCoJzdRxQ JPE7quDy2SnL9dBK1Qm0lg== 0001104659-06-062142.txt : 20060921 0001104659-06-062142.hdr.sgml : 20060921 20060920184414 ACCESSION NUMBER: 0001104659-06-062142 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20060921 DATE AS OF CHANGE: 20060920 GROUP MEMBERS: AAI/SPJ TRUST DATED THE 21ST DAY OF APRIL, 1998 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Advance America, Cash Advance Centers, Inc. CENTRAL INDEX KEY: 0001299704 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 582332639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80236 FILM NUMBER: 061100908 BUSINESS ADDRESS: STREET 1: 135 NORTH CHURCH STREET CITY: SPARTANBURG STATE: SC ZIP: 29306 BUSINESS PHONE: 864-342-5600 MAIL ADDRESS: STREET 1: 135 NORTH CHURCH STREET CITY: SPARTANBURG STATE: SC ZIP: 29306 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Breeden Daniel C Jr CENTRAL INDEX KEY: 0001311222 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 864-594-5808 MAIL ADDRESS: STREET 1: PO BOX 3524 CITY: SPARTANBURG STATE: SC ZIP: 29304 SC 13G/A 1 a06-19962_2sc13ga.htm AMENDMENT

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires:
December 31, 2005

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Advance America, Cash Advance Centers, Inc.

(Name of Issuer)

Common Stock, par value $.01 per share

(Title of Class of Securities)

00739W 10 7

(CUSIP Number)

September 19, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 




 

CUSIP No. 00739W 10 7

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Daniel C. Breeden, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
7,852,283 Shares

 

6.

Shared Voting Power
0 Shares

 

7.

Sole Dispositive Power
7,852,283 Shares

 

8.

Shared Dispositive Power
0 Shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
7,852,283 Shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.6%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

 

 

2




 

CUSIP No. 00739W 10 7

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
AAI/SPJ Trust dated the 21
st day of April, 1998

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Florida

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
4,633,629 Shares

 

6.

Shared Voting Power
0 Shares

 

7.

Sole Dispositive Power
4,633,629 Shares

 

8.

Shared Dispositive Power
0 Shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,633,629 Shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.7%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

3




Item 1.

 

(a)

Name of Issuer:
Advance America, Cash Advance Centers, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:
135 North Church Street, Spartanburg, South Carolina 29306

 

 

Item 2.

 

(a)

Name of Person Filing:
Daniel C. Breeden, Jr. (“Mr. Breeden”);

AAI/SPJ Trust dated the 21st day of April, 1998 (“AAI/SPJ Trust”).

 

(b)

Address of Principal Business Office or, if none, Residence:
Mr. Breeden and AAI/SPJ Trust
are both located at

961 E. Main Street, Spartanburg, South Carolina 29302

 

(c)

Citizenship:
Mr.
Breeden is a citizen of the United States of America;

AAI/SPJ Trust is a trust organized under the laws of the State of Florida.

 

(d)

Title of Class of Securities:
Common Stock, par value $.01 per share

 

(e)

CUSIP Number:
00739W 10 7

 

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

4




 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

 

(a)

Amount beneficially owned:

 

7,852,283 Shares

 

These shares include 4,633,629 shares owned by AAI/SPJ Trust and 2,293,875 shares owned by the Susan Phifer Johnson Revocable Trust dated July 17, 2001 (the “Revocable Trust,” and together with AAI/SPJ Trust, the “Trusts”).  Mr. Breeden is the trustee of each of the Trusts and specifically disclaims beneficial ownership of the shares of common stock owned by each of the Trusts as well as 420 shares of common stock owned by his wife individually and as custodian for his daughters.

 

(b)

Percent of class:

9.6%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote

7,852,283 Shares

 

 

(ii)

Shared power to vote or to direct the vote

0 Shares

 

 

(iii)

Sole power to dispose or to direct the disposition of

7,852,283 Shares

 

 

(iv)

Shared power to dispose or to direct the disposition of

0 Shares

 

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.

 

Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

 

See Item 4 for information that may be required by this Item 6.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

 

Not Applicable.

 

Item 9.

Notice of Dissolution of Group

 

 

Not Applicable.

 

Item 10.

Certification

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

5




Signature

After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete, and correct.

Dated:  September 20, 2006

/s/ Daniel C. Breeden, Jr.                                                             
/s/ Daniel C. Breeden, Jr.

AAI/SPJ TRUST DATED THE
21
ST DAY OF APRIL, 1998

By:    /s/ Daniel C. Breeden, Jr.                                                    

Daniel C. Breeden, Jr.

Trustee

6




Exhibit Index

Exhibit 1

 

Joint Filing Agreement dated as of September 20, 2006, by and between Daniel C. Breeden, Jr. and AAI/SPJ Trust dated the 21st day of April, 1998.

 

 



EX-1 2 a06-19962_2ex1.htm EX-1

EXHIBIT 1

JOINT FILING AGREEMENT

The undersigned hereby agree that the Amendment No. 1 to the Schedule 13G to which this Agreement is attached is filed on behalf of each one of them pursuant to Rule 13d-1(k)(1)(iii).  This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original and all of which shall together constitute one instrument.

Dated:  September 20, 2006

/s/ Daniel C. Breeden, Jr.                                                             

Daniel C. Breeden, Jr.

AAI/SPJ TRUST DATED THE
21
ST DAY OF APRIL, 1998

By:    /s/ Daniel C. Breeden, Jr.                                                    

Daniel C. Breeden, Jr.

Trustee

 



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